Last week the FCA announced new measures to enhance the whistleblowing experience following feedback in a recent whistleblower qualititative survey where some felt they were not listened to or taken seriously buff.ly/41cd33R #whistleblowing #firmmisconduct #whistleblower

“Fin-fluencers” are becoming increasingly popular to promote financial products but the FCA is worried about consumer harm. If your firm is contemplating partnering with influencers you may want to read on...buff.ly/3MIvzvJ #finfluencer #consumerharm #FCA

The FCA has recently announced that the financial promotions regime will apply to crypto assets as of 8th October 2023, ensuring firms clearly understand the requirement that financial promotions are not misleading. buff.ly/3NdvQae #cryptoassets #financialpromotions

We're really looking forward seeing everyone at The EISA Awards 2023 ceremony to be held this evening at the House of Lords. Wishing the best of luck to all the finalists! buff.ly/3Jjf8oG #EISAAwards2023 #finalists #EISindustry

With less than one month to go now until implementation of the Consumer Duty firms are encouraged to check they can deliver the Duty both correctly and on time. buff.ly/43kQOdp #Consumer duty #FCA #Regulatory update #Adempi

The FCA recently announced that crypto assets are to be included into the High Risk Investments regime. All firms marketing cryptoassets to UK consumers must get ready for this regime now. buff.ly/3D6iDLH #Crypto assets #High risk investments # Financial promotions

The publication of anti-greenwashing rules has recently been delayed to Q4 2023, allowing firms 3 more months to review their marketing materials and their claims around sustainable and green credentials. buff.ly/3Dr9Tju #ESG #Green finance #Sustainable investments

The FCA recently published a consultation regarding financial promotions on social media to ensure all firms understand how the rules apply and that retail customers receive good outcomes buff.ly/3KcbTji #Financial promotions #Social media #FCA

Drum roll please.. we're delighted to announce the finalists for our Venture Capital categories! These outstanding firms have showcased exceptional dedication to #impactbeyondinvestment We can't wait to celebrate our worthy winners in November 🌟🏅 #InvestmentExcellence #GIA23

We're delighted to be shortlisted in several categories for the Compliance Register Platinum Awards and are looking forward to seeing everyone on Thursday 28th September at the Awards ceremony! buff.ly/3EQZBd8 #Adempiassociates #compliance awards #complianceservices

This week the FCA launched a joint consultation with the PRA to further improve diversity and inclusion in the industry. Both bodies recognise the progress made to date but it is very clear more still needs to be done buff.ly/3RU0tWj #FCA #PRA #Diversityandinclusion

Next month the FCA is sending firms an online financial resilience survey to asses the impact the current financial climate is having. Firms are reminded that completion of the survey is mandatory buff.ly/3PXO420 #Financialresilence #financialclimate #FCA

A new and improved version of Form A was launched by the FCA last week and will be sent initially to firms involved in its testing. It will then gradually be rolled out online to all firms buff.ly/3tpKqVM #FCA #FormA #Applicationprocess #Onlineapplications

Do you know that the FCA has recently made some notable form-filling changes to make it easier for firms to apply for authorisation or registration? Find out more how this will impact the application process here buff.ly/3scvKJw #FormA #Authorisations

The latest authorisations operating services metrics data published by the FCA shows that 96.8% of applications were determined within the statutory deadline from July to September 2023. buff.ly/47hj7vS #FCA #soloregulatedfirms #applications

Huge congratulations to Notion Capital on their win. VC Of The Year has a great ring to it.

With the deadline for firms to submit an S21 approval just 4 weeks away come and join Adempi and fellow industry professionals at a VC Round Table on 16th Jan at 11am-12.30pm to discuss the potential issues during the application process. Register here buff.ly/48rFbEQ

⏰ There's one week left to get your application into the FCA if you want to approve financial promotions for third parties! ⏰

We're thrilled to be nominated again in the "Best Legal and Regulatory Adviser" category in the annual EISA Awards. Good luck all all the finalists and we look forward to seeing you at the Awards ceremony! buff.ly/4e5JEA4 #EISAAwards #Regulatoryadviser #Adempi

A proposal to introduce criminal background checks on all controllers and owners of all financial institutions is currently being considered by the FCA to enhance both market integrity and consumer protection. buff.ly/3WxMBmx #FCA #financialcontrollers