1/ This week, we filed a Freedom of Information Act (FOIA) request digging into possible correspondence between the SEC and certain custody institutions with guidance on how to skirt SAB121 requirements. Reported by Capitol Account, this may signal a large carveout for a small

1/ We’re gearing up for our third annual #BAPolicySummit, taking place Dec. 16-17 in Washington, DC. This week, we’ll begin to announce our first slate of featured speakers confirmed for the event. Stay tuned!