The Federal Court has ordered Adam Blumenthal, former director of EverBlu Capital and Creso Pharma, to pay a penalty of $850,000 over market rigging and directors’ duties breaches bit.ly/3VVdT6i

ASIC Chair Joe Longo delivered the Ninian Steven Law Program Oration to Centre for AI and Digital Ethics, reinforcing that as technology evolves, it highlights the need for good judgement bit.ly/4cXgxhT

We have announced a number of changes to ASIC’s leadership team, representing an opportunity for executive renewal and our ongoing transformation towards being a modern, ambitious and confident regulator bit.ly/3U11Ba1

The Federal Court has found small amount lender Sunshine Loans entered into more than 670,000 contracts which included fees not permitted by the National Credit Code bit.ly/4avSbKB

We have commenced civil proceedings against #blockchain mining companies NGS Crypto, NGS Digital and NGS Group – and their directors – for allegedly providing financial services without a licence bit.ly/4aLKfVP

Speaking at the ARITA National Conference today, ASIC Commissioner Kate O’Rourke announced consultation on misconduct reporting guidance for external administrators bit.ly/4avP1q5

We have appealed the Federal Court’s decision to dismiss our proceedings against Finder Wallet regarding its crypto-asset related product, Finder Earn bit.ly/3TWq9Rc

Wholesale licensee Lanterne Fund Services Pty Ltd has been ordered to pay a $1.25 million penalty by the Federal Court after it failed to comply with six of the general obligations of Australian financial services licence holders bit.ly/3vJIx81

Following an application by ASIC, the Federal Court has ordered Prospero Markets be wound up on just and equitable grounds and liquidators be appointed bit.ly/4aQjK0Y

What are the conditions necessary for the effective regulation of AI? Join ASIC and Human Technology Institute as we discuss some of the most pressing questions #AI poses for #regulation in Australia. Register now asic.gov.au/about-asic/asi…

Following an ASIC investigation, James Mawhinney has been arrested and charged with four counts of dishonest conduct bit.ly/3U7YNZU

Listen live from 10.00 am AEST as ASIC CEO Warren Day joins Richard Willingham on ABC Melbourne Mornings to explore how to have honest, upfront conversations about money at different life stages – from 'the bank of Mum and Dad' to wills and estates abc.net.au/listen/live/me…

The director of William Buck Audit (Vic) has been penalised $20,625 in the first use of an infringement notice for alleged #audit rotation breaches bit.ly/3U4dLQl

ASIC Commissioner Kate O'Rourke joined a regulators panel at the COSBOA Summit to discuss ASIC's small business strategy, and how regulators are breaking down barriers for small business. Find out more about our work for small business asic.gov.au/for-business/s…

#COSBOA24

The National Anti-Scam Centre (NASC) is warning Australians about payment redirection scams, where scammers send fake invoices posing as legitimate businesses.

David Valvo has been charged with 12 counts of dishonest conduct. We allege he submitted adviser fee withdrawal forms totalling about $110,000 for his clients' superannuation accounts, knowing the forms were not genuine bit.ly/4ahCtTj

The Federal Court has dismissed an application by Provide Capital to prevent further investigation by ASIC. Justice Rofe found the entity's argument was ‘illogical and therefore that Provide Capital’s application had no reasonable prospect of success’ bit.ly/3PHofmn

Janet Cameron, former director of Bellamy’s Australia, has been convicted and fined following an ASIC investigation. The Court found Ms Cameron guilty of failing to lodge a substantial holder notice and of making a false or misleading statement to ASIC bit.ly/3VD9WmG

The Federal Court has found Vanguard Investments Australia made misleading claims about certain #ESG exclusionary screens applied to investments in an index fund bit.ly/3vyqhOL

Former corporate adviser Cameron Kerr Waugh has been sentenced over his trading in Genesis Minerals bit.ly/49hiRNA